
Popular sovereignty, or the idea that the people are the legitimate source of authority in government, is a concept that has been widely recognized in modern democracies. It is also reflected in the US Constitution, which proclaims in its preamble: We the people of the United States... do ordain and establish this Constitution for the United States of America. This statement, which was added by Gouverneur Morris, emphasizes that the government's power is derived from the people, marking a shift from earlier drafts that listed each state individually. Popular sovereignty is further expressed in Article VII, which required approval from nine states before the Constitution could become the supreme law, and in Article V, which outlines the process for amending the Constitution through elected representatives. Additionally, the Tenth Amendment, which reserves powers to the people, is seen as a vital protection against federal and state tyranny, further emphasizing the principle of popular sovereignty.
| Characteristics | Values |
|---|---|
| Popular sovereignty in the US Constitution | The people are involved in making the Constitution |
| The Constitution is ratified by a majority vote of the people or their elected representatives | |
| The people are involved in proposing and ratifying amendments to the Constitution | |
| The people indicate support for their government by voting in public elections | |
| The people uphold the basic principles of their government | |
| The people work to influence public policy decisions | |
| The people hold their government representatives accountable | |
| The Tenth Amendment protects the power of the people to choose their government | |
| Article VII of the Constitution required approval from nine states before the Constitution could become the supreme law of the land | |
| Article V of the Constitution allows for amendments through elected representatives of the people | |
| Article I and the 17th Amendment require members of Congress to be elected directly by the people | |
| The principle of popular sovereignty is expressed in the constitutions of other democratic nations, such as the Czech Republic and Brazil | |
| Even non-democracies, like the People's Republic of China, may claim popular sovereignty to justify their exercise of power | |
| Limitations and criticisms | Popular sovereignty as a doctrine has faced criticism and limitations in practice |
| The "deep state" theory suggests that opaque segments of public administration prevent the will of the people from being reflected in policy | |
| Legal theorists have critiqued the idea that legal validity is determined solely by the origins of the law (i.e., the sovereign) | |
| The failure of popular sovereignty to resolve the conflict between pro-slavery and anti-slavery factions in the mid-19th century US |
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What You'll Learn

Popular sovereignty in the US Constitution
Popular sovereignty, or the idea that the people are the source of governmental power, is a foundational principle of the US Constitution. The Constitution's Preamble, which begins with the words "We the people of the United States," establishes popular sovereignty as the basis for the creation and authority of the Constitution.
Article VII of the Constitution further exemplifies popular sovereignty by requiring that nine states approve the proposed framework of government before it could become the supreme law of the land. This meant that the people of the states, through their chosen representatives, had the power to decide whether or not to adopt the Constitution.
Additionally, Article V of the Constitution reflects popular sovereignty by providing a mechanism for amending the Constitution through elected representatives of the people. The Tenth Amendment also reinforces popular sovereignty by reserving certain powers to "the people," protecting their right to choose their government.
Popular sovereignty was also a factor in the controversial Kansas-Nebraska Act of 1854, which allowed the people of federal territories to decide whether their territories would enter the Union as free or slave states. However, the violent struggle that ensued over control of the Kansas Territory illustrated the challenges of achieving consensus between pro-slavery and anti-slavery factions.
Overall, popular sovereignty in the US Constitution is expressed through the involvement of the people in creating and amending the Constitution, as well as in electing their representatives and shaping public policy. It has become a standard for democratic legitimacy worldwide, with many modern constitutions explicitly recognising popular sovereignty as the ultimate source of governmental authority.
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Popular sovereignty in the 1787 Declaration of Independence
Popular sovereignty, or the idea that the government's power is derived from the people, is a key principle of the 1787 Declaration of Independence. The Declaration affirmed the republican principle of popular government, stating that "all men are created equal" and have certain inalienable rights, including the right to consent to and choose their government. This marked a significant shift from the previous government under the Articles of Confederation, where states were sovereign and the central government lacked the power to effectively govern the nation.
The Declaration of Independence established the fundamental belief that governments derive their power from the consent of the governed. This principle, known as popular sovereignty, is enshrined in the Declaration's statement that "to secure these rights, Governments are instituted among Men, deriving their just powers from the consent of the governed." It recognises that the people are the source of all authority in a representative government and that their elected representatives govern with their consent.
The 1787 Declaration of Independence also emphasised the importance of protecting individual rights and liberties. It asserted that a free government should be established to safeguard these rights, promoting the general welfare and ensuring that all citizens are entitled to their inalienable rights as human beings. This concept of popular sovereignty, where the government serves the people and derives its legitimacy from their consent, became a foundational aspect of the new nation's identity.
The Preamble to the Constitution, drafted by delegates in 1787, further reinforced the principle of popular sovereignty. It began with the words "We the People of the United States, in Order to form a more perfect Union," indicating that the new constitutional government was established by the people, through their representatives. This strengthened the national government and its ability to provide for the common defence, protect the country and its citizens, and ensure domestic tranquility.
The Tenth Amendment to the Constitution also reflects the idea of popular sovereignty by reserving powers to "the people." This amendment protects the power of the people to choose their government, serving as a structural safeguard against federal and state tyranny. The founding of the United States and its Constitution set a precedent for popular sovereignty as the standard for legitimate democratic governments worldwide. The example set by the American Revolution and the Declaration of Independence has influenced the constitutions of many democratic nations today.
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Popular sovereignty in the 1993 Czech Republic constitution
The Czech Republic's 1993 Constitution (revised in 2002 and 2013) outlines the country's commitment to democracy, human rights, and sovereignty. The constitution establishes the country as a democratic state founded on respect for human rights and the principles of civil society. It also recognises the inviolability of natural rights, citizens' rights, and the
The constitution divides the country into municipalities and regions, with the municipalities serving as the fundamental territorial self-governing units and the regions as the higher territorial self-governing units. It also establishes the institutions that govern the state, including the legislative, executive, and judicial branches. The legislative power is vested in the Parliament, which consists of the Chamber of Deputies and the Senate. The executive power is held by the President and the Cabinet, while the judicial power is vested in the Constitutional Court and other courts.
The constitution also includes provisions for emergency situations, stating that if the Czech Republic's sovereignty, territorial integrity, or democratic foundations are directly threatened, a state of emergency or a state of war may be declared. The security of the Czech Republic during such times is ensured by the armed forces, armed security corps, rescue corps, and accident services.
The constitution further outlines the country's relationship with international organisations. It acknowledges that sovereignty may be voluntarily limited by membership in an international organisation, as is the case with the Czech Republic's involvement in the European Union. The constitution also states that promulgated international agreements, once ratified by Parliament, become part of the country's legal order, and that the government must regularly inform Parliament about issues related to obligations arising from membership in international organisations.
The Czech Republic's constitution has been characterised by stability, with only a few modifications made since its enactment. These amendments include the creation of higher self-governing units and changes related to the country's accession to the North Atlantic Alliance and international defence systems. Overall, the 1993 Constitution of the Czech Republic reflects the country's commitment to democracy, human rights, and the rule of law, while also recognising the importance of international cooperation and the protection of sovereignty.
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Popular sovereignty in the 1988 Brazilian constitution
The 1988 Brazilian Constitution, also known as the Constitution of the Federative Republic of Brazil, is the supreme law of Brazil. It was promulgated on 5 October 1988, after a two-year process in which it was written from scratch. This constitution replaced the autocratic 1967 constitution, marking the end of a 21-year military dictatorship and establishing Brazil's current republic, often referred to as the New Republic. The 1988 Constitution aimed to resignify the role of the state in the lives of citizens, providing a comprehensive system of human and individual rights protections, social welfare, and democratic tools.
Popular sovereignty, or the sovereignty of the people, is a key principle enshrined in the 1988 Brazilian Constitution. Article 14 of the Constitution states that "popular sovereignty shall be exercised by universal suffrage and by direct and secret vote, with equal value for all". This means that the Brazilian people have the right to choose their leaders and make decisions about how they are governed through free, fair, and regular elections. The Constitution also outlines that voter registration and voting are compulsory for all citizens over the age of eighteen, with some restrictions on specific groups such as foreigners and conscripts during their period of compulsory military service.
The 1988 Constitution also guarantees a wide range of individual rights and liberties for all people residing in Brazil, regardless of their gender, race, or nationality. These rights include equality before the law, freedom of expression, freedom of religion, and protection of property and reputation. The Constitution also ensures social and economic rights, such as the right to social welfare and the reduction of social inequalities.
However, the 1988 Brazilian Constitution has also faced several criticisms. Some scholars argue that it reproduces a model of state capitalism, expanding state monopolies and regulations, which has led to a slow judicial system and negatively impacted the country's economic growth. There are also criticisms regarding the excessive power granted to certain groups, such as civil servants, and the extension of their privileges, which has contributed to income inequality in Brazil.
Despite these criticisms, the 1988 Brazilian Constitution remains a foundational document that has shaped the country's political and legal landscape, providing a framework for popular sovereignty and guaranteeing the rights and freedoms of its citizens.
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Popular sovereignty in the Chinese constitution
The notion of popular sovereignty in China has a long history, dating back to the 1911 Revolution, which brought about a republican political culture that enshrined popular sovereignty as a fundamental principle. The idea of popular will of the nation, has been a consistent theme in Chinese politics, with the selection of the head of state invariably being "by the people".
However, despite the long-standing embrace of popular sovereignty, China has struggled to attain constitutionalism. Since the first constitution was adopted in 1954, there have been multiple revisions and amendments, with the current constitution, adopted in 1982, undergoing five subsequent revisions. The constitution establishes the People's Republic of China as a socialist state under the people's democratic dictatorship, led by the working class and based on an alliance of workers and peasants. It is the fundamental law of the state and has supreme legal authority.
The constitution grants political rights to all Chinese citizens, including the right to elect and be elected, regardless of nationality, race, sex, occupation, or other factors. However, there are still issues with the implementation of these rights, particularly regarding rural residents, who have historically had fewer political rights than town residents. The constitution also outlines the duties of citizens, including abiding by the constitution and the law, safeguarding the unity of the country, and respecting social ethics.
In recent years, there have been efforts to further implement the principle of popular sovereignty. The Fifth Amendment to the constitution in 2018, for example, changed the name of the Law Committee of the National People's Congress (NPC) to the 'Constitution and Law Committee', signalling an attempt to enhance the basis of legitimacy and create a new source of power resting on popular sovereignty.
Despite these efforts, critics argue that China has yet to fully attain constitutionalism, with the rule of law not gaining a strong foothold in the political system and officials not being adequately bound by the limitations set out in the constitution. The notion of popular sovereignty in China remains a complex and evolving topic, with ongoing debates about the best way to express the people's interests and ensure their sovereignty.
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Frequently asked questions
Popular sovereignty is the idea that the people are the legitimate source of authority in government. It is a founding principle of the United States of America, expressed in the Declaration of Independence of 1776, which asserts that legitimate governments are those deriving their just powers from the consent of the governed.
The US Constitution talks about popular sovereignty in its Preamble, which begins with "We the People of the United States", indicating that the new government's power came from the people rather than the states.
Yes, popular sovereignty is also expressed in Article VII of the Constitution, which required that nine states approve the proposed framework of government before it could become the supreme law of the land. Additionally, Article V provides the means to amend the Constitution through the elected representatives of the people.
The principle of popular sovereignty is also reflected in the constitutions of other democratic countries. For example, Article 2 of the 1993 constitution of the Czech Republic states that "All state power derives from the people". Similarly, Article 1 of the 1988 constitution of Brazil asserts that "All power emanates from the people, who exercise it by means of elected representatives or directly".
Popular sovereignty is important because it is a standard by which popular government should be established and sustained. No country can realistically claim to be a democracy unless it proclaims and implements the principle of popular sovereignty in its constitution.

























