
The US Constitution is founded on several principles that prevent the excesses of government authority and protect individual rights and liberties. These include the separation of powers, checks and balances, federalism, limited government, popular sovereignty, republicanism, and the rule of law. The separation of powers principle divides governmental power among the branches of government, preventing any one branch from becoming too powerful. Checks and balances further distribute constitutional powers among the branches, allowing them to limit each other's power. Federalism establishes a system of layered power, with states on one level and a federal government on another, balancing authority between them. Representative government, or republicanism, ensure that elected representatives act on behalf of the citizens and govern according to the law. The rule of law holds that universally applicable laws, made through due process, apply equally to all, including the state and its agents. These principles, along with others, form the philosophical foundation of the US Constitution, safeguarding against governmental abuse and tyranny.
| Characteristics | Values |
|---|---|
| Checks and Balances | Power should be distributed between different institutions (including the executive, legislature and judiciary), so that no one body can act with unchecked power. |
| Federalism | A system of constitutional government in which power is divided into layers with several states on one level and an overarching federal government on another with authority balanced between the state and federal governments. |
| Separation of Powers | The branches of government each have powers to limit the powers of the other branches and to prevent any branch from becoming too powerful. |
| Limited Government | Elected representatives are responsible to the citizens and they must govern according to law. |
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What You'll Learn

Separation of powers
The separation of powers doctrine divides government responsibilities into these three branches to prevent any one branch from taking over another’s duties. The goal is to prevent a concentration of power by one branch and thus, unequal control over the government. Each branch has separate powers and is generally not allowed to exercise the powers of the other branches.
The legislative branch, or Congress, exercises congressional power to create laws or statutes. The executive branch executes the laws created by the legislative branch. The judicial branch interprets the laws and applies them in specific cases.
Some countries have more than three branches of government. For example, Sweden has four powers: judicial, executive, legislative, and administrative branches. Taiwan has a five-branch system consisting of the Executive Yuan, Legislative Yuan, Judicial Yuan, Control Yuan, and Examination Yuan.
The separation of powers is a constitutional principle that is often discussed alongside checks and balances. This means that each branch has powers to limit the powers of the other branches and to prevent any branch from becoming too powerful.
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Checks and balances
In the United States, the Constitution establishes a system of checks and balances by dividing the government into three branches: the executive, legislative, and judiciary. Each branch has specific powers and responsibilities that enable them to check the power of the other branches. For example, the legislative branch makes laws, the executive branch enforces them, and the judiciary interprets them through the court system. This separation of powers ensures that no single branch has complete control and protects against the abuse of power.
The Founding Fathers of the United States Constitution, including James Madison, were influenced by the ideas of liberty and the pursuit of a perfect government. They sought to create a system of government that would prevent tyranny they had experienced under the British monarchy. The checks and balances system was designed to protect individual rights and liberties while also allowing for a strong central government capable of acting in the nation's best interests.
In a parliamentary system like the UK, checks and balances operate differently. MPs in the legislature have the right to scrutinize, reject, or remove the government, holding it politically accountable. The courts also play a role in ensuring that the executive does not exceed its legal authority.
Overall, the principle of checks and balances is crucial for maintaining a constitutional democracy in which citizens agree to be governed, and the state agrees to constraints on its power. It promotes mutual respect between different democratic institutions and ensures that power is distributed rather than concentrated in a single authority.
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Federalism
The US Constitution's federalist structure establishes a framework where power is shared between the national government and the individual states. Each layer of government has its own set of responsibilities and authority, allowing for a distribution of power that provides checks and balances on the other. This division of power ensures that no single entity holds all the power, thereby safeguarding against potential tyranny or abuse of authority.
The Founding Fathers, influenced by the tyranny experienced under the British monarchy, crafted the Constitution to ensure citizens' basic rights, freedoms, and liberties were guaranteed. This included the right to be governed according to law and protected from arbitrary rule by the state. Federalism, as a principle, allows for a more diverse and representative form of governance, where decisions are made at both the state and federal levels, reflecting the diverse needs and interests of the American people.
While federalism diffuses power and promotes liberty, it also presents challenges. Balancing state and federal powers can be complex, and disputes over jurisdiction and policy implementation may arise. Additionally, federalism can lead to inconsistencies in laws and policies across states, potentially resulting in unequal treatment of citizens. Nonetheless, federalism remains a foundational principle of the US Constitution, shaping the country's governance and safeguarding individual liberties.
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Limited government
One of the four constitutional principles that prevent excessivism is limited government. This principle is integral to the US Constitution, which was designed to prevent the tyranny that Americans experienced under the rule of the British monarchy. The US Constitution establishes a system of government in which power is divided between the state and federal governments, with a focus on protecting individual rights and liberties.
In a limited government system, power is distributed among different institutions, including the executive, legislature, and judiciary. This distribution of power ensures that no one body can act with unchecked power and that the government is subject to the law. The principle of limited government also upholds the rule of law, which constitutes universally applicable laws made through due process and meeting standards of fairness, legal certainty, and equal treatment before the law.
The US Constitution's system of checks and balances, as devised by James Madison, ensures that the government's power is limited and balanced. This system allows for a diffusion of power, protecting liberty and ensuring that no single branch or individual can exert excessive authority. Madison's system builds on the work of Montesquieu and Adams, who also pursued a perfect government for liberty.
The principle of limited government also intersects with the concept of federalism, where power is divided between layers of government, such as states and the overarching federal government. This division of power further limits the authority of any single entity and ensures that authority is balanced between different levels of government.
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Popular sovereignty
In a republic, such as the United States, the principle of popular sovereignty is crucial. The US Constitution establishes a system of government that prevents the tyranny that was experienced under the rule of the British monarchy. It diffuses power to protect liberty and individual rights while maintaining a strong central government capable of working for the good of the nation.
The principle of popular sovereignty also extends to the states within a federal system. Federalism, another constitutional principle, divides power between the state and federal governments, ensuring that authority is balanced and that the states also have a say in governance.
Overall, popular sovereignty is a fundamental concept in constitutional democracies, empowering citizens and ensuring that their rights are protected and upheld by those they elect to represent them. It provides a check on the government and helps maintain a balance of power, preventing excessivism and promoting good governance.
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