
Constitutions are fundamental sets of principles that outline the organisation, powers, and limits of government institutions, as well as the rights and duties of citizens. They establish where sovereignty is located within a state and determine the distribution of power. Constitutions also outline the functions of government, such as the legislative, executive, and judicial branches, and establish independent bodies to uphold democratic values. They provide a framework for governance, protect individual liberties, and maintain social order. Constitutions can also include emergency provisions and guidelines for addressing regional and local issues.
| Characteristics | Values |
|---|---|
| Establishes where sovereignty is located in the state | Unitary, federal, and confederal |
| Determines the distribution of power | Legislative, executive, and judicial |
| Protects individual liberties | Fundamental rights, protection from tyranny, and arbitrary laws |
| Ensures citizen's rights and responsibilities | Rights and duties of citizens, protection of individual liberties |
| Provides a framework for the functioning of the government | Three-tier government, division of powers, bicameralism |
| Establishes independent bodies | Central bank, anti-corruption commission, electoral commission, judicial oversight body, human rights commission, media commission |
| Emergency provisions | Enables the President to meet any extraordinary situation effectively, safeguarding the sovereignty, unity, integrity, security of the country, the democratic political system, and the Constitution |
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What You'll Learn

Establishing sovereignty
A constitution is a fundamental set of principles that outlines the organisation, powers, and limits of government institutions, as well as the rights and duties of citizens. One of the central functions of a constitution is establishing sovereignty, which refers to where the ultimate authority in a state resides.
There are three basic types of distribution of sovereignty according to the degree of centralisation of power: unitary, federal, and confederal. In a unitary state, sovereignty resides in the state itself, and the constitution determines this. The territory of the state may be divided into regions, but these regions are subordinate to the central government and are not sovereign. For example, the United Kingdom operates as a unitary state, with sovereignty ultimately contained at the centre, although some powers have been devolved to Northern Ireland, Scotland, and Wales. Some unitary states, like Spain, may devolve significant power to sub-national governments, causing the state to function similarly to a federal state in practice.
Federal states, such as Canada and the United States, divide power between a central federal government and the provinces or states. Each region within a federal state may have its own constitution, which is typically of a unitary nature. In a confederal state, sovereignty is primarily located in the regions, and the central structure has limited coordinating power. Confederal constitutions are rare, and there is often a dispute over whether certain self-proclaimed "confederal" states are actually federal in nature.
The Indian Constitution, for instance, exhibits a unique combination of unitary and federal features, making it quasi-federal in form. It possesses unitary characteristics, such as a single constitution, single citizenship, an integrated judiciary, and a strong central government. At the same time, it also demonstrates federal attributes, including a codified, supreme constitution, a three-tier governmental structure (central, state, and local), division of powers, and bicameralism.
The distribution of sovereignty between the central government and constituent regions is a critical aspect of establishing sovereignty within a constitution. This division of power ensures effective governance and promotes participatory democracy by allowing regional and local issues to be addressed.
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Creating a national government
A constitution is a fundamental set of principles that outlines the organisation, powers, and limits of government institutions, as well as the rights and duties of citizens. It serves as the supreme law of the land, providing a framework for the functioning of the government, the protection of individual liberties, and the maintenance of social order. One of the central functions of a constitution is to create a national government. This involves establishing the different branches of government, defining their powers and responsibilities, and outlining the relationships between them.
The constitution of a country outlines the structure of its national government, typically dividing it into three branches: the legislative, the executive, and the judiciary. The legislative branch is responsible for creating and passing laws. In a parliamentary system, such as in the United Kingdom, the legislative branch consists of a lower house and an upper house, with the prime minister and cabinet ministers accountable to the parliament. The executive branch, led by the head of state or government, such as a president or prime minister, is responsible for enforcing the laws and managing the day-to-day affairs of the country. The judiciary, or judicial branch, interprets the laws, ensures that they are applied fairly, and resolves disputes. It acts as a check on the power of the other two branches, ensuring that they do not exceed their constitutional authority.
The specific powers and responsibilities of each branch of government are defined by the constitution. For example, in the United States, the legislative power is vested in a bicameral Congress, consisting of the House of Representatives and the Senate. The executive power is vested in the President, who is responsible for executing the laws passed by Congress. Similarly, the Indian Constitution establishes a parliamentary system of government, with the executive accountable to the legislature. The President of India is the head of the executive branch, while the Prime Minister heads the Council of Ministers, which aids and advises the President.
The constitution also outlines the relationships between the different branches of government and establishes a system of checks and balances to prevent the concentration of power in any one branch. In some countries, such as the United States, the constitution grants the judiciary the power to review the actions of the other branches and determine whether they are constitutional. This ensures that the government remains within its constitutional bounds and protects citizens' liberties.
In addition to establishing the national government, a constitution also defines the relationship between the national government and sub-national entities, such as states or provinces. This can take the form of a unitary state, where sovereignty resides with the central government and any regional divisions are subordinate, or a federal state, where power is shared between the national government and the constituent regions. For example, the constitutions of Canada and the United States establish federal states, with power divided between the federal government and the states or provinces.
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Protecting individual liberties
One of the central functions of a constitution is to protect individual liberties. The constitution of a state is a fundamental set of principles that outlines the organisation, powers, and limits of government institutions, as well as the rights and duties of citizens. It serves as the supreme law of the land, providing a framework for the functioning of the government and the protection of individual freedoms.
The Indian Constitution, for example, establishes an integrated and independent judicial system, guaranteeing fundamental rights to all citizens and promoting political democracy in the country. These rights act as limitations on the executive branch and arbitrary laws of the legislature. The Indian Constitution also includes emergency provisions to enable the President to address extraordinary situations effectively, safeguarding the sovereignty, unity, integrity, security, and democratic system of the country.
The United States Constitution also has a similar function, protecting various individual liberties of American citizens. It creates a system of checks and balances between the legislative, executive, and judicial branches of the government, preventing tyranny and ensuring that citizens' rights are upheld.
In addition, constitutions can establish where sovereignty is located within a state. For instance, in a unitary state like the United Kingdom, sovereignty resides in the state itself, and the constitution determines this. In contrast, federal states like Canada and the United States divide power between the federal government and the provinces or states, with each region having its own constitution.
By outlining the distribution of power and the rights of citizens, constitutions play a crucial role in safeguarding individual liberties and ensuring that governments do not overstep their bounds.
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Providing emergency provisions
A constitution outlines the fundamental principles and establishes the structure, procedures, powers, and duties of a government. It also defines the rights and responsibilities of citizens, and in some cases, emergency provisions are included.
Emergency provisions in a constitution refer to specific measures that grant a government extraordinary powers to address critical situations effectively. These provisions allow for temporary deviations from normal constitutional procedures and civil liberties to safeguard the country's sovereignty, unity, integrity, and security.
For example, during the COVID-19 pandemic, many countries, including liberal democracies, had to take extraordinary measures that would typically be constitutionally problematic in normal circumstances. Some countries invoked a state of emergency clause in their constitution, while others relied on existing legislation dealing with public health or national disasters, or passed new emergency legislation.
The Indian Constitution provides for three types of emergency provisions: National Emergency (due to war, external aggression, or armed rebellion), President's Rule or State Emergency (due to the failure of constitutional machinery in the states), and Financial Emergency (to tackle threats to financial stability). During an emergency in India, the federal structure transforms into a unitary one, with the Central Government becoming all-powerful and states falling under its total control.
The US Constitution does not explicitly recognize a general "state of emergency," but it grants the President and states sufficient ordinary powers to deal with emergencies. Congress may also suspend the writ of habeas corpus in cases of rebellion or invasion, and call forth the militia to execute the laws, suppress insurrections, and repel invasions.
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Establishing an independent judiciary
The concept of an independent judiciary can be traced back to the 18th century, with political thinkers such as Montesquieu advocating for the separation of powers in government. Montesquieu believed that dividing governmental powers into legislative, executive, and judicial branches was essential to preserving individual liberty and preventing tyranny. This idea of separation of powers influenced the framers of the United States Constitution, who established a three-branch government with an independent judiciary.
In a constitution, the judiciary's independence is often ensured through various mechanisms. For example, judges may be granted life tenure or long tenure, protecting them from political pressure and allowing them to make rulings based solely on the rule of law and judicial discretion. This was seen in the US Constitution, where judges could only be removed for misconduct and received a salary that could not be reduced during their tenure. Additionally, the constitution may outline the types of cases the judiciary has the power to hear, further establishing its independence and authority.
Internationally, the UN Basic Principles of Judicial Independence, adopted in 1985, provide a framework for judicial independence. Other influential documents include the Burgh House Principles of Judicial Independence in International Law, the Tokyo Law Asia Principles, and the Council of Europe's Statements on judicial independence. These standards promote fair judicial proceedings, respect for the rights of parties involved, and the provision of adequate resources to the judiciary.
The effectiveness of the law and the public's respect for it are dependent on the judiciary's independence. Additionally, judicial independence plays a crucial role in economic growth, as a strong and stable judiciary free from interference attracts multinational businesses and investors. It is essential for the judiciary to be independent from the executive branch, particularly in transitional and developing countries, where executive control over judicial funding could compromise the principle of judicial independence.
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Frequently asked questions
A constitution outlines the organisation, powers, and limits of government institutions, as well as the rights and duties of citizens. It serves as the supreme law of the land, providing a framework for the functioning of the government, the protection of individual liberties, and the maintenance of social order.
There are three basic types of distribution of sovereignty: unitary, federal, and confederal. In a unitary state, sovereignty resides in the state itself, while federal states have power divided between the federal government and provinces or states. Confederal states are rare and have limited central coordinating power, with sovereignty located in the regions.
Independent bodies established by constitutions include a central bank, an anti-corruption commission, an electoral commission, a judicial oversight body, a human rights commission, and a media commission.
A constitution protects individual liberties by guaranteeing fundamental rights that promote political democracy and limit the power of the executive and arbitrary laws of the legislature. It also establishes an independent judiciary to act as a watchdog, preventing legislative or executive acts from overstepping constitutional bounds.


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